Literature Review and Research Progress of Landslide Susceptibility Mapping Based on Knowledge Graph
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摘要: 滑坡易发性评价是滑坡风险评估的基础和核心内容,开展滑坡易发性文献计量分析可以定量化地分析其研究进展及发展趋势,为国内开展地灾风险评估工作提供参考.利用Web of Science和CNKI数据库,基于CiteSpace可视化知识图谱分析工具对1985-2022年已发表的滑坡易发性文献进行计量分析,并对摘要部分进行了LDA分析,来细分该领域内的研究.结果表明:(1)滑坡易发性评价仍然是当前的研究热点,中国是滑坡易发性研究较为活跃的国家且国际间合作较多;(2)滑坡易发性领域发文量前10的作者中4位来自中国,中国科学院成为发文最多的机构,接收易发性评价类文章最多的中英文期刊分别是《中国地质灾害与防治学报》和《Natural Hazard》,中国国家自然科学基金和国土资源大调查项目大力资助了滑坡易发性课题的研究;(3)近5年来,机器学习模型(包括深度学习等)在滑坡易发性的应用快速增长,已成为最热门的研究方法;(4)为了实现滑坡易发性建模的精简化和智能化,并进一步提高滑坡易发性评价结果的精度和实用性,滑坡易发性在滑坡编目、指标体系、评价单元、评价模型、联接方法和精度评价等方面还需开展深入探索.Abstract: Landslide susceptibility mapping (LSM) is the foundation and critical part of landslide risk assessment. The bibliometric analysis of LSM literature can be applied to quantitatively analyze the research progress and development trend. The result will provide references for geological hazard risk assessment in China. In this study, based on the Web of Science and CNKI databases, the CiteSpace visual knowledge graph analysis tool has been used to carry out bibliometric analysis of LSM literature from 1985 to 2022. Moreover, the LDA analysis has been conducted on the abstract to subdivide the research in this field. The results show that: (1) LSM is still a research hotspot at present. In China, there are a large number of studies and international cooperation about LSM. (2) Four of the top 10 authors in the number of published papers on LSM are from China. The institution that has published the most papers on LSM is the Chinese Academy of Sciences. The Chinese Journal of Geological Hazard and Control is the most popular Chinese journal and the Natural Hazardsis the most popular English journals to publish LSM papers. The research on the subject of LSM has been substantially funded by the National Natural Science Foundation of China and the National Land and Resources Survey Project. (3) In the past five years, machine learning models (including deep learning, etc.) have been widely used as the most popular LSM models. (4) In order to achieve the simplification and intelligence of landslide susceptibility modeling and to improve the accuracy and practicability of the LSM results, the following parts of LSM, including the landslide inventory, conditioning factors, assessment unit, assessment model, connection methods and accuracy verification, need to be deeply explored in further studies.
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表 1 在滑坡易发性研究领域中发表文献最多的10位作者
Table 1. The top 10 authors in the field of landslide susceptibility research
WOS数据库 CNKI数据库 作者 发文量 作者 发文量 Pradhan B 186 黄发明 17 Lee S 136 牛瑞卿 13 Pourghasemi HR 110 殷坤龙 8 Bui DT 108 范宣梅 7 Chen W(陈伟) 101 孙德亮 6 Pham BT 92 郭有金 6 Shahabi H 69 文海家 5 Wang Y(王毅) 66 付圣 4 Hong HY(洪浩源) 64 张庭瑜 4 Xu C(许冲) 63 晏鄂川 4 表 2 滑坡易发性研究领域中发表文献最多的国家/地区、机构
Table 2. Countries/regions and institutions with the most published papers on landslide susceptibility research
WOS数据库 CNKI数据库 机构 国家/地区 发文量 机构 发文量 Chinese Academy of Sciences 中国 235 中国地质大学(武汉) 83 Consiglio Nazionale delle Ricerche 意大利 191 成都理工大学 67 China University of Geosciences 中国 173 中国地质大学(北京) 43 Korea Institute of Geoscience Mineral Resources 韩国 148 长安大学 41 Chengdu University of Technology 中国 123 中国地质科学院 26 Duy Tan University 越南 118 南昌大学 23 Tarbiat Modares University 伊朗 112 昆明理工大学 23 Universiti Putra Malaysia 马来西亚 105 西安科技大学 23 Shiraz University 伊朗 102 西南科技大学 15 Sejong University South 韩国 101 中国地质调查局武汉地质调查中心 11 表 3 滑坡易发性研究领域中发表文献最多的10本期刊
Table 3. Top 10 journals in landslide susceptibility research
WOS数据库 CNKI数据库 期刊/会议期刊 发文量 期刊/会议期刊 发文量 Natural Hazards 303 中国地质灾害与防治学报 28 Landslides 284 科学技术与工程 19 Geomorphology 247 工程地质学报 15 Environmental Earth Sciences 242 岩石力学与工程学报 14 Remote Sensing 188 地质科技通报 13 Natural Hazards and Earth System Sciences 177 自然灾害学报 12 Engineering Geology 169 人民长江 12 Bulletin of Engineering Geology and the Environment 145 安全与环境工程 12 Catena 114 地球科学 12 Geocarto International 113 水文地质工程地质 11 表 4 在滑坡易发性研究领域中发表文献最多的10家基金/资助机构
Table 4. The top 10 foundations/funding agencies with the most publications on landslide susceptibility research
WOS数据库 CNKI数据库 基金 国家/地区 发文量 基金 发文量 National Natural Science Foundation of China 中国 625 国家自然科学基金 182 European Commission 欧洲 108 国土资源大调查项目 72 National Key Research and Development Program of China 中国 102 国家重点研发计划 35 Fundamental Research Funds for The Central Universities 中国 82 国家科技支撑计划 26 National Basic Research Program of China 中国 67 中国博士后科学基金 13 China Postdoctoral Science Foundation 中国 66 国家高技术研究发展计划(863计划) 11 Ministry of Education Culture Sports Science and Technology 日本 58 国家重点基础研究发展计划(973计划) 11 UK Research Innovation 英格兰 57 中央高校基本科研业务费 10 Chinese Academy of Sciences 中国 53 江西省自然科学基金 8 Japan Society for The Promotion of Science 日本 48 江西省博士后科研项目资助 7 表 5 特征词表和主题分类结果
Table 5. Feature vocabulary and topic classification results
特征词 主题 篇数 Landslide-susceptibility-factors-using-distance-model-index-slope-study-models 评价因子 626 Model-models-landslide-svm-machine-prediction-auc-performance-study-learning 机器学习 610 Landslide-susceptibility-map-study-hazard-factors-landslides-method-maps-gis 易发性区划 591 Susceptibility-model-landslide-models-based-results-data-study-analysis-spatial 易发性模型 577 Landslides-landslide-slope-susceptibility-study-spatial-occurrence-distribution-factors-land 区域易发性 485 Risk-hazard-vulnerability-natural-hazards-assessment-damage-management-flood-urban 易损性评价 303 Landslide-data-information-hazard-landslides-analysis-assessment-susceptibility-based-paper 滑坡数据库 280 Rainfall-landslide-landslides-model-time-data-based-event-warning-system 滑坡早起预警 221 Landslide-resolution-data-using-dem-digital-mapping-remote-images-satellite 遥感 185 Soil-slope-stability-model-water-failure-shallow-parameters-results-strength 浅层滑坡 182 Debris-flow-flows-rockfall-rock-slope-mass-source-cliff-hazard 崩塌和泥石流 156 Slope-river-rock-deposits-landslides-volcanic-basin-failures-sediment-km 火山活动 137 Earthquake-landslides-seismic-triggered-ground-induced-landslide-slope-earthquakes-fault 地震 133 Landslide-landslides-study-model-susceptibility-factors-typhoon-taiwan-method-rainfall 降雨 81 Root-vegetation-slope-reinforcement-roots-soil-stability-tree-wildfire-surface 植被根系 39 Erosion-soil-processes-sediment-water-weathering-mass-basin-geological-weathered 侵蚀和风化 36 Seismic-resistivity-site-electrical-geophysical-microzonation-response-local-wave-turbidites 地球物理 24 Geohazards-habitat-rock-highway-study-potential-fall-cdt-landscape-zone 公路沿线滑坡易发性 23 Forest-fire-forests-ecological-species-potential-tree-protection-trees-water 生态多样性 16 Subsidence-collapse-sinkhole-sinkholes-karst-coal-land-underground-ground-mine 岩溶和地面塌陷 16 表 6 不同制图单元优缺点及适用性
Table 6. Advantages, disadvantages and applicability of different mapping units
评价单元 优点 缺点 空间比例尺 小 中 大 栅格单元 技术方法成熟,易于获取和处理各类影响因素的数据 与地质、地貌或其他地形信息关联性不强 适用 基本适用 基本适用 地貌单元 能提供较多地貌相关信息 评价因子间的数学关系较难度量,划分单元具主观性 适用 适用 适用 斜坡单元 考虑了地质灾害孕育环境,与地形地质实际紧密结合,评价结果精度较高 对数据精度要求较高,不适用于较大的凹陷盆地和开阔山谷地区 不适用 适用 基本适用 流域单元 适用于泥石流易发性评价 流域的自动剖分方法实现较困难 适用 适用 不适用 地形单元 对于浅表层地质灾害易发性评价精度较高 对于中厚层以上的地质灾害易发性评价精度不高 不适用 适用 适用 均一条件单元 叠加考虑各类地质、地貌等指标 图层叠加前对因子分类具有较大的主观性 不适用 适用 适用 行政单元 适用于政府行政管理与规划 与影响因子关联性不强 不适用 适用 适用 表 7 不同斜坡单元划分方法及特点
Table 7. The shortcomings of different slope unit division methods
划分方法 特点 水文分析法(Xie et al., 2004) 划分过程中会出现较多的细小破碎面和不合理长条状面,后期需要进行大量手动修改工作. 地表曲率分水岭法(颜阁等,2017) 缺乏对地形、地质界线和人为活动等要素的考虑,且划分的单元数量多、面积小. 遥感影像光谱与地形剖面曲率相结合(Philip et al., 1998) 受限于遥感影像和DEM的精度,该方法对1:10 000图的划分不易发挥较好的效果. r.slopeunits方法(Alvioli et al., 2016) 仍属于水文过程提取方法的范畴,因此提取结果仍然不能满足landslide稳定分析均一性基本假定. MIA-HSU方法(Wang et al., 2019) 对于缺乏高精DEM的地区,斜坡单元提取数目较少,提取结果较为粗糙,影响后续的分析. GRASS方法(Luo and Liu, 2018) 以DEM为基础,采用地貌学方法将DEM中目标单元的高程与其周围单元的高程进行比较,并采用“三元模式”将其分为10种典型的地貌,最后对DEM及其生成的地貌进行流向分析生成斜坡单元.该方法划分结果好且效率高,缺点是该方法的参数较多. 面向对象的斜坡单元划分方法(Huang et al., 2021) 以研究区的坡向和地形阴影为基础,在斜坡内差异性最小和斜坡间差异最大的基础上,对栅格单元进行合并,生成自然斜坡单元.该方法需要较少的人工检修,划分效率高. 表 8 不同比例尺下易发性评价模型的适用性
Table 8. Applicability of susceptibility assessment models at different scales
不同空间尺度 评价方法 定性分析 定量分析 知识驱动模型 数据驱动模型 机制驱动模型 国家(< 1∶250 000) 适用 不适用 不适用 区域(1∶250 000~1∶25 000) 不适用 适用 不适用 城镇(1∶25 000~1∶5 000) 不适用 适用 基本适用 特定场地(> 1∶5 000) 不适用 基本适用 不适用 -
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